Info Priority INFORM

Germany - BaFin Formal Enforcement Actions

Banking regulator enforcement action — regulatory, not sanctions

320
Sanctioned Entities
Info
Severity Level
INFORM
Required Action
May 9
Last Updated 2026
About This List

BaFin Formal Enforcement Actions catalogues 313 regulatory measures published by Germany's Federal Financial Supervisory Authority against firms and individuals for breaches of banking, securities, and insurance law — informational records useful for adverse media checks during KYC onboarding.

List Name Germany: BaFin Formal Enforcement Actions
Full Name Germany - BaFin Formal Enforcement Actions
Entity Count 320 entities
Severity Level Info - Informational data only (not a sanctions list)
Required Action INFORM - Banking regulator enforcement action — regulatory, not sanctions
Last Updated May 9, 2026 at 09:25 UTC (3 hours ago)
Compliance Implications

This is informational data only and does not constitute a sanctions or stop-list. Examples include Interpol Red Notices or law enforcement databases. These are included for comprehensive screening but matches do not indicate sanctions violations.

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Disclaimer: This information is provided for informational purposes only. Data is sourced from official government publications and updated regularly. Always verify sanctions information with official sources and consult qualified compliance professionals for business decisions.