Japan - JFSA Administrative Actions

Japan JFSA Administrative Actions (行政処分事例集) — Comprehensive database of administrative enforcement actions by the Financial Services Agency of Japan (金融庁) against regulated financial institutions. Published under multiple financial laws including the Banking Act, Financial Instruments and Exchange Act (FIEA), Insurance Business Act, and Payment Services Act. Covers enforcement actions from 2002 to present, including: registration/license revocations (登録取消し), business suspension orders (業務停止命令), business abolition orders (業務廃止命令), business improvement orders (業務改善命令), officer dismissal orders, and corrective orders. Targets include banks, securities firms, insurance companies, fund managers, money lenders, and payment service providers. Each record includes the action type, legal basis, cause of violation, and whether the action has been rescinded. Essential for financial due diligence and counterparty risk assessment in Japan's regulated financial sector.