Info Priority INFORM

United Kingdom - FCA Prohibited Individuals

Financial industry prohibition — UK conduct regulator

363
Sanctioned Entities
Info
Severity Level
INFORM
Required Action
Mar 5
Last Updated 2026
About This List

UK FCA Prohibited Individuals names 363 persons barred by the Financial Conduct Authority from performing controlled functions in UK financial services, an informational register used by firms during fit-and-proper checks and employee onboarding screening.

Detailed Information
FCA Prohibited Individuals Register — Database of individuals prohibited by the Financial Conduct Authority (FCA) from performing regulated activities in UK financial services under Section 56 of the Financial Services and Markets Act 2000 (FSMA). The FCA issues prohibition orders against individuals who are not fit and proper to perform functions in relation to regulated activities. This includes individuals banned for misconduct, incompetence, or other fitness and propriety failures. Each record includes the individual's full name, Individual Reference Number (IRN), prohibition effective date, disciplinary history (type of action, description, enforcement type), and previous controlled functions at regulated firms. Data is sourced from the official FCA Register API. Essential for pre-employment screening, approved persons checks, and regulatory due diligence in UK financial services.
List Name United Kingdom: FCA Prohibited Individuals
Full Name United Kingdom - FCA Prohibited Individuals
Entity Count 363 entities
Severity Level Info - Informational data only (not a sanctions list)
Required Action INFORM - Financial industry prohibition — UK conduct regulator
Last Updated March 5, 2026 at 02:35 UTC (2 months ago)
Compliance Implications

This is informational data only and does not constitute a sanctions or stop-list. Examples include Interpol Red Notices or law enforcement databases. These are included for comprehensive screening but matches do not indicate sanctions violations.

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Disclaimer: This information is provided for informational purposes only. Data is sourced from official government publications and updated regularly. Always verify sanctions information with official sources and consult qualified compliance professionals for business decisions.