United Kingdom - FCA Prohibited Individuals

FCA Prohibited Individuals Register — Database of individuals prohibited by the Financial Conduct Authority (FCA) from performing regulated activities in UK financial services under Section 56 of the Financial Services and Markets Act 2000 (FSMA). The FCA issues prohibition orders against individuals who are not fit and proper to perform functions in relation to regulated activities. This includes individuals banned for misconduct, incompetence, or other fitness and propriety failures. Each record includes the individual's full name, Individual Reference Number (IRN), prohibition effective date, disciplinary history (type of action, description, enforcement type), and previous controlled functions at regulated firms. Data is sourced from the official FCA Register API. Essential for pre-employment screening, approved persons checks, and regulatory due diligence in UK financial services.