Über diese Liste

Australia-ASIC-BD is a register maintained by the Australian Securities and Investments Commission flagging 4,865 unlicensed or banned financial service providers operating in or targeting Australia, widely used during broker onboarding and retail investment platform due diligence.

Detailinformationen

ASIC Banned & Disqualified Register is maintained by the Australian Securities and Investments Commission (ASIC). It lists individuals who have been banned or disqualified from providing financial services, engaging in credit activities, or directing companies under the Corporations Act 2001, the National Consumer Credit Protection Act 2009, and related legislation. Categories include: financial services bans, credit activity bans, company director disqualifications (court-ordered or ASIC-initiated), and SMSF trustee disqualifications. Essential for financial services due diligence in Australia.

Official source: ASIC Banned & Disqualified Register. Updates: Weekly (Tuesdays).

Listenname	Australia-ASIC-BD
Vollständiger Name	Australia-ASIC-BD
Anzahl der Einheiten	4,898 Einheiten
Schweregrad	Info - Nur informative Daten (keine Sanktionsliste)
Erforderliche Maßnahme	INFORM - Regulatory exclusion — banned/disqualified from financial services, credit activities, or company-director roles under Australian law (Corporations Act 2001, NCCPA 2009, SIS Act 1993); informational, not a sanction
Zuletzt aktualisiert	July 21, 2026 at 09:52 UTC (vor 5 Stunden)

Compliance-Auswirkungen

Dies sind nur informative Daten und stellen keine Sanktions- oder Sperrliste dar. Beispiele sind Interpol Red Notices oder Strafverfolgungsdatenbanken.

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Haftungsausschluss: Diese Informationen dienen nur zu Informationszwecken. Daten stammen aus offiziellen Regierungspublikationen und werden regelmäßig aktualisiert.