Info Priorité
INFORM
Australia-ASIC-BD
Regulatory exclusion — banned/disqualified from financial services, credit activities, or company-director roles under Australian law (Corporations Act 2001, NCCPA 2009, SIS Act 1993); informational, not a sanction
À propos de cette liste
Australia-ASIC-BD is a register maintained by the Australian Securities and Investments Commission flagging 4,865 unlicensed or banned financial service providers operating in or targeting Australia, widely used during broker onboarding and retail investment platform due diligence.
Informations détaillées
ASIC Banned & Disqualified Register is maintained by the Australian Securities and Investments Commission (ASIC). It lists individuals who have been banned or disqualified from providing financial services, engaging in credit activities, or directing companies under the Corporations Act 2001, the National Consumer Credit Protection Act 2009, and related legislation. Categories include: financial services bans, credit activity bans, company director disqualifications (court-ordered or ASIC-initiated), and SMSF trustee disqualifications. Essential for financial services due diligence in Australia.
Official source: ASIC Banned & Disqualified Register. Updates: Weekly (Tuesdays).
Implications en matière de conformité
Ce sont des données informatives uniquement et ne constituent pas une liste de sanctions ou d'interdiction.
Vérifier contre cette liste
Recherchez des personnes ou entités contre la liste Australia-ASIC-BD
Rechercher Australia-ASIC-BDGardez une trace de vos vérifications
Un compte gratuit vous donne 10 recherches de sanctions par heure, votre historique de recherche et votre premier rapport de vérification en PDF. Toute adresse e-mail convient.
Avertissement : Ces informations sont fournies à titre informatif uniquement. Les données proviennent de publications gouvernementales officielles.