JP Info Priorität INFORM

Japan - JFSA Unregistered Firms Warning List

Unregistered financial firm warning — Japanese regulator

1,155
Sanktionierte Einheiten
Info
Schweregrad
INFORM
Erforderliche Maßnahme
Sep 29
Zuletzt aktualisiert 2026
Über diese Liste

Japan's JFSA Unregistered Firms Warning List flags roughly 1,120 financial businesses soliciting Japanese residents without proper registration under domestic securities and banking law. It is informational, supporting retail investor protection checks and broker onboarding reviews.

Detailinformationen
Japan JFSA Unregistered Firms Warning List — Registry of unauthorized financial services providers maintained by the Financial Services Agency of Japan (金融庁). Published under the Financial Instruments and Exchange Act (FIEA). Contains firms that have been issued warning letters for conducting financial instruments business without proper registration, including derivatives/FX trading, securities trading, investment advisory, and cryptocurrency services. Covers both domestic Japanese firms and overseas-based operators targeting Japanese investors. Essential for financial due diligence screening against unauthorized market participants in Japan's jurisdiction.
Listenname Japan: JFSA Unregistered Firms Warning List
Vollständiger Name Japan - JFSA Unregistered Firms Warning List
Anzahl der Einheiten 1,155 Einheiten
Schweregrad Info - Nur informative Daten (keine Sanktionsliste)
Erforderliche Maßnahme INFORM - Unregistered financial firm warning — Japanese regulator
Zuletzt aktualisiert September 29, 2026 at 06:17 UTC (vor 2 Wochen)
Compliance-Auswirkungen

Dies sind nur informative Daten und stellen keine Sanktions- oder Sperrliste dar. Beispiele sind Interpol Red Notices oder Strafverfolgungsdatenbanken.

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Haftungsausschluss: Diese Informationen dienen nur zu Informationszwecken. Daten stammen aus offiziellen Regierungspublikationen und werden regelmäßig aktualisiert.

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