JP Info Priorité INFORM

Japan - JFSA Unregistered Firms Warning List

Unregistered financial firm warning — Japanese regulator

1,155
Entités sanctionnées
Info
Niveau de sévérité
INFORM
Action requise
Sep 29
Dernière mise à jour 2026
À propos de cette liste

Japan's JFSA Unregistered Firms Warning List flags roughly 1,120 financial businesses soliciting Japanese residents without proper registration under domestic securities and banking law. It is informational, supporting retail investor protection checks and broker onboarding reviews.

Informations détaillées
Japan JFSA Unregistered Firms Warning List — Registry of unauthorized financial services providers maintained by the Financial Services Agency of Japan (金融庁). Published under the Financial Instruments and Exchange Act (FIEA). Contains firms that have been issued warning letters for conducting financial instruments business without proper registration, including derivatives/FX trading, securities trading, investment advisory, and cryptocurrency services. Covers both domestic Japanese firms and overseas-based operators targeting Japanese investors. Essential for financial due diligence screening against unauthorized market participants in Japan's jurisdiction.
Nom de la liste Japan: JFSA Unregistered Firms Warning List
Nom complet Japan - JFSA Unregistered Firms Warning List
Nombre d'entités 1,155 entités
Niveau de sévérité Info - Données informatives uniquement (pas une liste de sanctions)
Action requise INFORM - Unregistered financial firm warning — Japanese regulator
Dernière mise à jour September 29, 2026 at 06:17 UTC (il y a 2 semaines)
Implications en matière de conformité

Ce sont des données informatives uniquement et ne constituent pas une liste de sanctions ou d'interdiction.

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Avertissement : Ces informations sont fournies à titre informatif uniquement. Les données proviennent de publications gouvernementales officielles.

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