JP Info Prioridad INFORM

Japan - JFSA Unregistered Firms Warning List

Unregistered financial firm warning — Japanese regulator

1,155
Entidades sancionadas
Info
Nivel de severidad
INFORM
Acción requerida
Sep 29
Última actualización 2026
Acerca de esta lista

Japan's JFSA Unregistered Firms Warning List flags roughly 1,120 financial businesses soliciting Japanese residents without proper registration under domestic securities and banking law. It is informational, supporting retail investor protection checks and broker onboarding reviews.

Información detallada
Japan JFSA Unregistered Firms Warning List — Registry of unauthorized financial services providers maintained by the Financial Services Agency of Japan (金融庁). Published under the Financial Instruments and Exchange Act (FIEA). Contains firms that have been issued warning letters for conducting financial instruments business without proper registration, including derivatives/FX trading, securities trading, investment advisory, and cryptocurrency services. Covers both domestic Japanese firms and overseas-based operators targeting Japanese investors. Essential for financial due diligence screening against unauthorized market participants in Japan's jurisdiction.
Nombre de la lista Japan: JFSA Unregistered Firms Warning List
Nombre completo Japan - JFSA Unregistered Firms Warning List
Número de entidades 1,155 entidades
Nivel de severidad Info - Solo datos informativos (no es una lista de sanciones)
Acción requerida INFORM - Unregistered financial firm warning — Japanese regulator
Última actualización September 29, 2026 at 06:17 UTC (hace 2 semanas)
Implicaciones de cumplimiento

Estos son solo datos informativos y no constituyen una lista de sanciones o bloqueo.

Verificar contra esta lista

Busque personas o entidades contra la lista Japan: JFSA Unregistered Firms Warning List

Buscar Japan: JFSA Unregistered Firms Warning List
Volver a todas las listas Buscar en todas las listas

Aviso legal: Esta información se proporciona solo con fines informativos. Los datos provienen de publicaciones gubernamentales oficiales y se actualizan regularmente.

Use this data in your own systems

Everything on this page is also available from the Ohmyfin API: verify SWIFT/BIC codes, screen names against 300+ sanctions lists, and pull country banking rules. The public API needs no signup (3 requests a day per IP), and a free API key raises your limit.

Building an AI agent or assistant? llms.txt · OpenAPI spec

Get a free API key Read the API docs