Japan - JFSA Unregistered Firms Warning List

Japan JFSA Unregistered Firms Warning List — Registry of unauthorized financial services providers maintained by the Financial Services Agency of Japan (金融庁). Published under the Financial Instruments and Exchange Act (FIEA). Contains firms that have been issued warning letters for conducting financial instruments business without proper registration, including derivatives/FX trading, securities trading, investment advisory, and cryptocurrency services. Covers both domestic Japanese firms and overseas-based operators targeting Japanese investors. Essential for financial due diligence screening against unauthorized market participants in Japan's jurisdiction.